Theodor Storm’s Aquis Submersus and the German Novella

Theodor Storm’s Aquis Submersus is a novella that shows the potentially dangerous consequences of going against society in the pursuit of love. But first and foremost, it is a story, and that’s what makes it fun to read. I’d like to make the case for that “fun” factor today, while still providing a summary of the plot and an analysis of what makes the story interesting from an “I’m going to have to write an essay on this for uni” perspective.

Theodor Storm and the Novella

The German word “Novelle” can be easily translated as “novella”, but you lose a lot of cultural associations that way. Theodor Storm, whose work is as cool as his name, was a master at the art of writing novellas and also one of the genre’s great theorists. He explained the power of the novella by connecting it to tragic drama when he said “the novella is the sister of drama”. Unlike a novel, which is typically (experimental works discounted) burdened by a large cast of characters and multiple subplots, the novella in 19th century Germany is lean and focused on a single plotline and a few characters, much like a traditional tragic drama. And unlike a short story, the novella has enough time to develop its characters and plots from fleeting impressions and moments into something with a complex plot that can grab and hold our attention.

Storm himself was born in 1817 and lived out most of his life in what is now northern Germany but during his lifetime changed from Danish to German hands. He wrote novellas and some beautiful poems, almost all of them taking his coastal homeland for their setting. This already puts him in stark contrast to the earlier German Romantics, who seemed to forget that Germany had sea as well as mountains and forests. His most famous works are Immensee and The Rider on the White Horse (Der Schimmelreiter), though Aquis Submersus is not far behind.

Storm’s tales are symbolic and often feature magic, which shows the influence of fairy tales. In their heavy symbolism Storm’s tales also conform to Paul Heyse’s Falcon Theory (Falkentheorie), which states that novellas ought to have a symbolic leitmotif that repeats throughout the work like a spine. We’ll see how this works out in Aquis Submersus.

Telling a Story – Framing the Narrative in Aquis Submersus

The thing that I like about Aquis Submersus, and Storm’s work in general, is that it has an unmistakable and yet undefinable quality of being a story to it. What does that word mean? Walter Benjamin did his best to explain what a story was in contrast to a novel. But for me, Storm’s stories feel like the sort of tales that are told by the fireside in some cold and dreary cottage. They are designed to bring mystery and wonder into a merciless world. They remind me of my own childhood, growing up in the far north of Scotland. The Rider on the White Horse even begins with that very idea – the narrator, a young boy, is told one layer of that story’s frame narrative by his grandmother, while he is playing around with an old newspaper in front of the fireplace in their cottage.

Aquis Submersus also uses a frame narrative. The unnamed outer layer narrator begins by describing his childhood visits to the house of the village priest, where he and the pastor’s son play outside in the grass by a pond. But they also sometimes investigate the church itself, which is an old building that the narrator says “excited my fantasies”. Inside that building there is a painting of a young, drowned boy, and underneath it there are the letters “C. P. A. S.”. Like any good 19^th century lad, the narrator knows Latin and quickly determines that A. S. is “aquis submersus” – died from drowning. But he and his friend struggle to work out C. P. – giving the readers their first mystery. The narrator suggests it means “culpa patris” – “through the father’s guilt” – but the priest himself doesn’t know and can’t confirm the narrator’s suspicions.

Years go by, and the narrator finds himself attracted by an old house in his town. When he goes in he discovers another painting by the same artist, once more showing the drowned boy. When he asks about the painting the house’s inhabitants say it belonged to a member of the family from long ago, and offer to show him the belongings of the painter. These turn out to be, in the words of the owner, “just some old scribblings; there’s nothing of value in them”. But our narrator is overjoyed, and in his eagerness to learn what secrets lie within these books he doesn’t even leave the house but reads them right in that very room. And it is here that the main story begins.

The significance of the frame narrative device is here that it heightens the feeling that what we are reading is just a story. It mimics the format by which we ourselves here stories in the real world – organically and often through chance occurrences, so that we build ourselves a narrative out of the separate pieces. Just like the narrator we learn about a mystery, and then only gradually do we see it resolved. The fact that we have a resolution, the fact that the narrator stumbles upon the books – these are unrealistic, perhaps, but we accept them as we accept the corner-cutting and rearranging that takes place every time an old story is recounted. We know that not everything we hear is to be believed, but we want to hear anyway, and decide for ourselves what is real and what may well be fiction.

The Plot – “Just some old scribblings”

The story of Aquis Submersus concerns an orphan, Johannes, who finds financial support from a family of German nobles. The son of the family, the appropriately named Wulf, resents Johannes because he is receiving what Wulf considers his inheritance. It gets even worse when Johannes falls in love with Wulf’s sister, Katherina – a love that, in the middle of the 17^th century when the novella takes place, cannot be legitimised through marriage due to the differences between their classes.

Time passes and Johannes leaves to become a well-known painter in Holland. When he returns, five years after his last meeting with the family, he finds that “the good times have passed”. As he approaches the family’s castle he is attacked by Wulf’s new bulldogs, and he also learns that the father has died, leaving the hostility of Wulf towards him without check. But there is another tragedy approaching – Katherina is preparing to be given away in marriage, likely to a neighbour, Kurt, who is noted for his brutality. As if to rub salt into the wound, Wulf demands Johannes paint his sister’s picture before she goes, so that her memory will always be in the house.

Johannes paints Katherina in a room filled with old paintings of her relatives, including one woman who reminds him of Katherina’s mother while also terrifying him. It turns out that the picture is of an ancient relative who cursed her own daughter, leading to the daughter’s death in a pond nearby. The reason was that the daughter didn’t want to marry the person chosen for her – and Katherina admits that she feels the curse is on her too. But there is a way out, and Katherina gives Johannes a letter to pass on to an aunt who might be able to spirit her away. Unfortunately, though, it seems that Kurt has put spies out, because when Johannes returns, the task complete, Wulf and Kurt together set the dogs on him, and Johannes is only able to escape by sneaking into Katherina’s window and spending the night with her.

The next day he must move on, expecting never to see her again. But a few years later he finds himself tasked with painting a priest in a local village, and he heads out there. The priest’s son is a small boy, also called Johannes, and at first his mother is unknown. But a series of events lead to Johannes the painter learning the identity of the mother, and thus begins the novella’s tragic conclusion.

Drama’s Sister – Tragedy in Aquis Submersus

The mother is none other than Katherina. Kurt has married someone else, leaving Wulf to dispose of his sister by leaving her with the priest – a good and kind man. Since Katherina was pregnant – with Johannes’ own child – the man’s decision to marry her saved her from ignominy and shame. But when Johannes sees her again, all thoughts of the public and their potential reactions go out of the window. She is outside with her child when Johannes catches her, and though she says she wants to keep the young boy – he’s only about four – in sight, Johannes refuses to let her go. He has waited too long. There is a moment of bliss between the two old lovers, and then it is shattered with a cry. The child has drowned, and the priest, now returned from work and knowing the full story, doesn’t let Johannes see the result.

These moments towards the end of the book demonstrate the way that Aquis Submersus is very much a tragic work extracted from the same vein as tragic theatre. A crescendo of happiness – what we might consider to be well-earned by the travails of both characters – is destroyed in a way that seems at first completely unfair. But when we ask ourselves why such suffering has taken place, explanations do appear. With each of the great tragic figures in literature, there are reasons for their fates.

But what makes Aquis Submersus exciting from an interpretive perspective – not just in essays, but when you listen to the story by the fireside – is that there is no one dominant explanation. Does Johannes’ child die because of his father’s impatience and selfishness? Or does he die because Johannes is going against society and God by trying to be with someone from a different social class? As one of the servants in the castle says early on in the story, “we ought to stay wherever the Lord God has chosen to set us down”. Is it a kind of hubris for him to want to be with Katherina? And why does Katherina have to suffer, when she tried to escape Johannes and watch over the boy? And why must the boy himself die? Unanswered questions like these form the tragic component of Aquis Submersus, where fate itself is inscrutable.

The Leitmotifs and Symbols of Aquis Submersus

Aquis Submersus is a highly symbolic work in addition to being a tragic one. Throughout the story objects and images repeat in the same way that a leitmotif repeats in certain types of music. Two prominent symbols are the castle and its grounds, and paintings. The castle and grounds are first introduced in the outer section of the frame narrative. There, they are completely in disrepair and the hedgerows are empty and “ghostly”. What we see in the inner narrative is the decline to this point play out. At first, while the father of the family is alive, things are well, but by the time he and the older servants are dead Wulf becomes isolated there. It is only by using the lush vegetation of the castle walls that Johannes is able to spend the night with Katerina. But with her banishment the place grows barren and infertile.

Our first introduction to the central story of Aquis Submersus comes through a painting. The inscription is the source of the mystery – clearly there was a reason to commemorate the death of a child, but what? The idea that paintings are a source of memory continues when Johannes is tasked with painting Katherina prior to her departure from her family’s home. But the memories located in paintings, it soon becomes clear, aren’t always positive. The initial painting serves as a warning about the dangers of all-consuming love, while the portrait of the distant ancestor works to bring knowledge and memory of past misdeeds down through the generations as a curse. Johannes’ own career as a painter is marked by a desire to become famous because then the class barriers between him and Katerina will be no more. But in painting his dead son, Johannes finally performs an act of redemption.

There are other symbols too, such as birds and the water of the very title. But these two above should give an idea of how Storm weaves symbolism into the narrative and uses it to reinforce central themes. The castle comes right from traditional medieval works and their ideas of chastity, while paintings and their recorded images have always had occasional negative undertones, as if it is not an image but a soul that is trapped within them. Some things, of course, it is better not to remember. A painting keeps us from moving on.

Conclusion

I read Aquis Submersus both because I knew it was on my reading list for next year and because I’ve read and enjoyed Storm’s stories before. I was glad that this one didn’t disappoint. As with all of these German novellas, the formal aspects of Aquis Submersus are pretty interesting, letting you talk about various novella-theories and also how the story fits into Benjamin’s conception of storytelling too. But more importantly, the tale is fun because of the story itself, which is suspenseful and exciting. And at only eighty-or-so pages, it’s hard not to recommend it.

For more Storm, I have a summary of Immensee here. I’ve also translated some of Storm’s poetry, which you can read here.

Picture of a castle comes from KlausFoehl and is used under [CC BY-SA 3.0 (https://creativecommons.org/licenses/by-sa/3.0)]